Compliance Specialist
Sydney, New South Wales 1+ months ago
Job Description
Job Type: Temporary
Category: Compliance Officer
Location: Sydney
Date Advertised: 11-FEB-25
Job Reference: ASIC/1843173
Job Title: Compliance Specialist
Business Unit:
Division:
Summary:
At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.
Take charge of administering, overseeing, and enhancing ASIC's Compliance Management Framework (CMF) and Enterprise Policy Framework (EPF).
Location – Sydney
Salary – Range $123,444~$144,386 (plus 15.4% superannuation) depending on experience
Temporary (12 months)
Applications close at 11:59pm ADST/AEST, Tuesday 25 February 2025
The team
The Chief Risk Office manages enterprise risk, business resilience, protective security, compliance management, and integrity across ASIC.
The Central Compliance Team oversees ASIC's Compliance Management Framework (CMF), breach reporting through the Compliance Incident Management System (CIMS), and the Enterprise Policy Framework (EPF). They ensure ASIC has the right policies and procedures to meet its obligations and provide expert compliance advice to the Executive Committee, Commission, and Audit and Risk Committee.
As a Compliance Specialist, you will:
Lead the charge in administering, overseeing, and enhancing ASIC's Compliance Management Framework (CMF) and Enterprise Policy Framework (EPF).
Provide the Commission and Executive Committee advisory support to adopt a proactive, risk-based approach to compliance.
Collaborate with stakeholders to understand the impact of statutory and regulatory obligations and develop strategic implementation plans.
Monitor and test new and revised policies, processes, and controls.
Coordinate annual compliance plan evaluations and attestations with the executive leadership group.
Influence the Executive Group, Committees, and Commission with expert oversight and advice on compliance and enterprise policy matters.
The successful candidate will demonstrate advanced experience in second line compliance or risk management, with the ability to enhance compliance frameworks and programs. With a collaborative approach and strong written and verbal communication skills, you will be comfortable working with and influencing a broad range of stakeholders. You will also demonstrate strong analytical and problem-solving capabilities.
Other key skills and experience required include:
Working with stakeholders to enhance compliance and policy design.
Analysing and recommending changes to internal and external policies.
Control identification, design advice, and assurance.
Strong verbal and written communication, including executive and Board reporting.
View the position description for more information or click ‘apply' to start your application. Applications close at 11:59pm ADST/AEST, Tuesday 25 February 2025.
ASIC's remit is one of the broadest of regulators across the world. ASIC regulates corporations, markets, financial services and consumer credit and monitors and promotes market integrity and consumer protection in the Australian financial system. Through our enforcement work, we hold to account those who contravene the law, working to achieve strong outcomes that address the greatest consumer and investor harms.
ASIC is committed to a providing a diverse and inclusive workplace where the very best talent in Australia chooses to work. Indigenous Australians are encouraged to apply as well as applicants from all backgrounds and with different abilities.
We offer a range of employee benefits including:
Attractive superannuation
Additional leave entitlements
50/50 hybrid work-from home model
Flexible work arrangements
Assistance for study and professional development
Click here to view ASIC's salary and benefits guide.
To read more about ASIC, you can visit our website or review our Corporate Plan.
To work with us, you need to be an Australian citizen and be prepared to complete an ASIC Suitability and Baseline Assessment.
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